22-01679(3).pdf
Motion to Vacate
2023078030001 Donald Ayers Jr., CRD 1529464 AWC gg (2025-1737159601673).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078030001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Donald Ayers Jr. (Respondent)
Former General Securities Principal and former General Securities Representative
CRD No. 1529464
Pursuant to FINRA Rule 9216, Respondent Donald Ayers submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.