2020065242201 Decker & Co, LLC CRD 166446 AWC gg (2023-1701908398605).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020065242201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Decker & Co, LLC (Respondent)
Member Firm
CRD No. 166446
Pursuant to FINRA Rule 9216, Respondent Decker & Co, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
2023078766801 John M. Fagan CRD 1267279 AWC lp (2023-1701908398613).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078766801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: John M. Fagan (Respondent)
Former General Securities Representative
CRD No. 1267279
Pursuant to FINRA Rule 9216, Respondent John M. Fagan submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
2023079748901 Virginia S. Davicino CRD 1789317 AWC lp (2023-1701908398612).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023079748901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Virginia S. Davicino (Respondent)
Associated Person
CRD No. 1789317
Pursuant to FINRA Rule 9216, Respondent Virginia S. Davicino submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2022074096803 Robert Marquez CRD 2266269 AWC lp (2023-1701908398618).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074096803
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Robert E. Marquez (Respondent)
General Securities Representative
CRD No. 2266269
Pursuant to FINRA Rule 9216, Respondent Robert E. Marquez submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.