2022075621801 Joe David Gainer, Jr. CRD 4517367 AWC gg (2023-1704068396210).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022075621801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Joe David Gainer, Jr. (Respondent)
Former General Securities Representative
CRD No. 4517367
Pursuant to FINRA Rule 9216, Respondent Joe David Gainer, Jr. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.