2024083309601 Robert W. Fort CRD 2505390 AWC lp (2025-1748737199772).pdf
Fort failed to timely amend his Uniform Application for Securities Industry Registration
or Transfer (Form U4) to disclose that he had been charged with a felony. As a result,
Fort violated Article V, Section 2(c) of FINRA’s By-Laws and FINRA Rules 1122 and
2010. For this violation, Fort is suspended in all capacities for one month and fined
$5,000.