TRF Regulation SHO - 2017

Pursuant to a Securities and Exchange Commission request, FINRA has agreed to make reported short sale trade data publicly available. FINRA will make two types of files available: (1) Daily Short Sale Volume Files and (2) Monthly Short Sale Transaction Files.

The Daily Short Sale Volume Files provide aggregated volume by security on all short sale trades executed and reported to a FINRA reporting facility during normal market hours. The Monthly Short Sale Transaction Files provide detailed trade activity of all short sale trades reported to a consolidated tape.

For additional information regarding the available data, please see Information Notice 5/10/19 and Information Notice 9/29/09 or contact FINRA Market Regulation at 301-590-6500.

Monthly Short Sale Transaction Files and formatting guide

• December 31, 2017
  • NASDAQ TRF (ZIP 415 MB)
  • NYX TRF (ZIP 31 MB)
• November 30, 2017
  • NASDAQ TRF (ZIP 455 MB)
  • NYX TRF (ZIP 35 MB)
• October 31, 2017
  • NASDAQ TRF (ZIP 450MB)
  • NYX TRF (ZIP 36 MB)
• September 30, 2017
  • NASDAQ TRF (ZIP 408MB)
  • NYX TRF (ZIP 32 MB)
• August 31, 2017
  • NASDAQ TRF (ZIP 457MB)
  • NYX TRF (ZIP 37 MB)
• July 31, 2017
  • NASDAQ TRF (ZIP 395MB)
  • NYX TRF (ZIP 30 MB)
• June 30, 2017
  • NASDAQ TRF (ZIP 472MB)
  • NYX TRF (ZIP 31 MB)
• May 31, 2017
  • NASDAQ TRF (ZIP 489 MB)
  • NYX TRF (ZIP 47 MB)
• April 30, 2017
  • NASDAQ TRF (ZIP 408 MB)
  • NYX TRF (ZIP 33 MB)
• March 31, 2017
  • NASDAQ TRF (ZIP 509 MB)
  • NYX TRF (ZIP 41 MB)
• February 28, 2017
  • NASDAQ TRF (ZIP 438 MB)
  • NYX TRF (ZIP 37 MB)
• January 31, 2017
  • NASDAQ TRF (ZIP 448 MB)
  • NYX TRF (ZIP 38 MB)

Daily Short Sale Volume Files and help guide

View information about the Regulation SHO Pilot Program.