TRF Regulation SHO - 2016

Pursuant to a Securities and Exchange Commission request, FINRA has agreed to make reported short sale trade data publicly available. FINRA will make two types of files available: (1) Daily Short Sale Volume Files and (2) Monthly Short Sale Transaction Files.

The Daily Short Sale Volume Files provide aggregated volume by security on all short sale trades executed and reported to a FINRA reporting facility during normal market hours. The Monthly Short Sale Transaction Files provide detailed trade activity of all short sale trades reported to a consolidated tape.

For additional information regarding the available data, please see Information Notice 5/10/19 and Information Notice 9/29/09 or contact FINRA Market Regulation at 301-590-6500.

Monthly Short Sale Transaction Files and formatting guide

• December 31, 2016
  • NASDAQ TRF (ZIP 444 MB)
  • NYX TRF (ZIP 38 MB)
• November 30, 2016
  • NASDAQ TRF (ZIP 493 MB)
  • NYX TRF (ZIP 47 MB)
• October 31, 2016
  • NASDAQ TRF (ZIP 422 MB)
  • NYX TRF (ZIP 38 MB)
• September 30, 2016
  • NASDAQ TRF (ZIP 431 MB)
  • NYX TRF (ZIP 39 MB)
• August 31, 2016
  • NASDAQ TRF (ZIP 425 MB)
  • NYX TRF (ZIP 58 MB)
• July 31, 2016
  • NASDAQ TRF (ZIP 382 MB)
  • NYX TRF (ZIP 51 MB)
• June 30, 2016
  • NASDAQ TRF (ZIP 469 MB)
  • NYX TRF (ZIP 67 MB)
• May 31, 2016
  • NASDAQ TRF (ZIP 441 MB)
  • NYX TRF (ZIP 59 MB)
• April 30, 2016
  • NASDAQ TRF (ZIP 459 MB)
  • NYX TRF (ZIP 59 MB)
• March 31, 2016
  • NASDAQ TRF (ZIP 483 MB)
  • NYX TRF (ZIP 68 MB)
• February 29, 2016
  • NASDAQ TRF 1 (ZIP 74 MB)
  • NASDAQ TRF 2 (ZIP 75 MB)
  • NASDAQ TRF 3 (ZIP 53 MB)
  • NASDAQ TRF 4 (ZIP 74 MB)
  • NYX TRF (ZIP 75 MB)
• January 31, 2016
  • NASDAQ TRF 1 (ZIP 57 MB)
  • NASDAQ TRF 2 (ZIP 76 MB)
  • NASDAQ TRF 3 (ZIP 65 MB)
  • NASDAQ TRF 4 (ZIP 84 MB)
  • NYX TRF (ZIP 73 MB)

Daily Short Sale Volume Files and help guide

View information about the Regulation SHO Pilot Program.