Skip to main content

TRACE Technical Notices

Title Date
FINRA Test Facility Availability
Reminder - TRAQS and API Testing
Reminder - Transparency Services Initiatives
Holiday Reminder Regarding TRACE Market Data
TRAQS and API Testing
FINRA Internal Production Testing
FINRA New Issue Form System Live
FINRA New Issue Form System Availability
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
FINRA to disable Transport Layer Security (TLS) version 1.0 and version 1.1
FINRA New Issue Form Changes
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA New Issue Submission Platform Training Videos
Update - FINRA TRAQS Errors
FINRA TRAQS Errors
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
FINRA New Issue Submission Platform
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
TRACE for Corporate and Agency API Specifications Update
Holiday Reminder Regarding TRACE Market Data
FINRA Forms
Update - FINRA Forms
Reminder – Testing U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Introduction to Transparency Services Initiatives and Webpage
Holiday Reminder Regarding TRACE Market Data
Update - TRACE Treasuries Hedge Primary Market Transactions