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TRACE Technical Notices

Title Date
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Reminder - Participant Data Management (PDM) System
Participant Data Management (PDM) System
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now
Update - TRAQS and API CA Daily List Issue
Update - TRAQS System Issues
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Notification for TRACE MBS Securities
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Postponement
Enhancements to Weekly Aggregated Reports and Statistics for U.S. Treasury Securities
TRAQS Access
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test File Available Now
FINRA FINAL Production Reminder
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS)
FINRA Production Test
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
2020 TRACE Fact Book available
FINRA New Issue Form Availability
Reminder - TRAQS and Reference Data API Access
FINRA Production Test
FINRA Production Test
TRAQS and Reference Data API Parallel Production Access
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Update – FINRA TRAQS and API Testing
Holiday Reminder Regarding TRACE Market Data