Peggy Ho
Peggy Ho

Industry Governor (Independent Dealer/Insurance Affiliate)

Senior Vice President, General Counsel & Chief Risk Officer
Commonwealth Financial Network

Governor Since 2021

Committee: Regulatory Oversight Committee

Professional Experience

  • Senior Vice President, General Counsel & Chief Risk Officer, Commonwealth Financial Network (2021 – present)
  • LPL Financial (2007 – 2021)
    • Executive Vice President, Government Relations; Chief of Staff – Compliance Legal & Risk (2018 – 2021)
    • Executive Vice President, Deputy General Counsel, Government Relations, Legal Operations, Contracts (2017 – 2018)
    • Executive Vice President, Chief of Staff – Legal, Head of Government Relations (2014 – 2017)
    • Senior Vice President and Associate General Counsel (2007 – 2014)
  • Corporate Associate, Ropes & Gray LLP (2000 – 2007)

Current Board Service and Affiliations

  • Director, FINRA Investor Education Foundation
  • Director, Asian American Lawyers Association of Massachusetts
  • Director, Wellesley Theatre Project
  • Secretary, Campaign for the Choral Endowment at Harvard University

Education

  • AB, Harvard College
  • MSFS, Georgetown University
  • JD, Georgetown University