Wendy Lanton

Industry Governor (Small Firm Representative)

Chief Operations/Compliance Officer, Herold & Lantern Investments, Inc.

Governor Since 2020

Committees: Finance, Operations & Technology Committee, Nominating & Governance Committee, Regulatory Policy Committee

Professional Experience

• Chief Operations/Compliance Officer, Herold & Lantern Investments (1993 – present)
• FINRA Small Firm Advisory Committee (ex-officio, non-voting member)
  • Member (2015 – 2020)
  • Chair (2018)

Current Board Service and Affiliations

• Director, Percheron Asset Management Group, Inc.
• Managing Member, Madtown Properties

Education

• BA, George Washington University