(a) Stock certificates delivered in settlement of contracts:
(1) in which the transaction is for 100 shares may be in one certificate for the exact number of shares or certificates totaling 100 shares.
(2) in which the transaction is greater than 100 shares and a multiple of 100 shall be in the exact amount of the contract, or in multiples of 100 shares, or in amounts from which units of 100
Frequently asked questions related to OATS reporting requirements to OTC NMS Stocks.
I can go to Vegas and bet my mortgage but I can't buy crypto which has beat the stock market and real-estate market since its conception. I dont have to be an accredited investor to know crypto is better than stocks. Yes there are meme coins and [REDACTED] coins yet they still seem to do massive jumps which can help me against the ridiculous inflation of the US Dollar and housing market. My
I don't think it is right for Regulators to take control of how the public wants to invest in the future of their families, your trying to make the rich get richer once again, middle class people don't have a chance again, when a good thing comes along that's when regulators want to take over, where were you when crypto was just getting started, you didn't believe in it but
I do not believe that there should be any special regulations for individuals purchasing a crypto currency, security, etf or fund. If you are to impose special restrictions or require special knowledge for crypto how is that different from an individual purchasing a stock in a company they know nothing about or a mutual fund where they dont know what stocks are in the fund. I repeat I am very
FINRA’s rules should be modernized to address economic costs, evolving markets, technology advancements, and regulatory inefficiencies. Below are key areas for modernization, including specific rules, guidance updates, and regulatory overlaps that warrant attention.1. Focus Areas for Modernizing FINRA RulesSeveral FINRA rules are outdated, overly burdensome, or fail to account for modern trading
We should have the right to trade all crypto and crypto related stocks and etf's.
The Government already taxes profits on Crypto. I am not in support of this further encroachment of my rights to invest in alternative investments to act as a counterbalance to the overpriced stock market cause by the fed's QE*** purchases. First, Crypto should not be under the SEC as it is not a security, it is closer to a commodity. Second, the SEC is over-reaching it authority even if it
Should the sale of scratch tickets be regulated ? or the purchase of antiques , or coins ? Maybe the Stock market or 401k's ? I don't think restrictions on trading Crypto's is healthy for the Crypto Market or my investments in it .
