SQQQ is a protection for stock account, if forbidden to treat, there is no way for individual stock holders to protect their account other then by options, which is very risk. I do hope FINRA can reconsider the deletion of SQQQ. Thank you!
Our free enterprise system opens and allows of many income levels to opportunity to invest the market system ,national,global, to set regulations is to dampen the freedom to choose the best viable stock option, secure or insecure stocks.
When you invest in stocks of publicly traded companies, something comes with the package—corporate actions, which may affect a company’s stock and, therefore, its shareholders. Here are six common types of corporate actions and how they might impact your investments.
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The Joint Regulatory Sales Practice Sweep Report recommended that firms should, among other things: adopt stringent procedures for hiring registered representatives; initiate heightened
I oppose restriction to my right to invest. However, if you can help to eliminate naked shorts; I would appreciate very much. It is not right if a person can sell specific stocks while does not own the specific stocks!
Please keep the markets free. All stocks have risks and rewards. Please allow investors to do research and calculate these risks ourselves. This is not an unlimited leveraged risk.
If you regulate this, then you should regulate all stocks.
America is a country who always advocated equal rights. I should get right to invest my money the way I want. Stocks are also risky when big companies like BABA, NetFlix ets drop more than 70% from their all time high. People can loose the money when they trade Options of stocks. I regulators are really concerned about the risk of retail traders then the should regulate - - the market fall/rise
This is an insane idea to add more regulation to Leverage ETFs. From a practical perspective, think of how much higher risk there is involved investing in a single stock like Tesla, Netflix, Nvidia vs. a leveraged ETF like SSO or UPRO that is allocated over hundreds of stocks. Would you ever consider limiting how much of a single stock an individual can own? Of course not, yet that is a far
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD rules, including the rules governing the Alternative Display Facility ("ADF"), to align them with Regulation NMS. In addition, NASD is amending rules that govern quoting, trade reporting and clearing through the ADF to extend this functionality to
Violations should be higher, much higher. This ways future violations will be avoided. It just does not fit into my head that some institutions get a penalty of $10,000 for a violation when they made millions committing the violation??? They are going to do it again and again. This is one of the reasons why I am considering never coming back to invest in the stock market. The stock prices are
