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Data transparency is a must of having reliability, responsibility, and accountability within in financial industry. Without the full faith and trust in a fair system, myself and other investors would see no reason to put our hard earned money at risk to the "Wall Street Boys Club". As such, all information about short sale positions, short interest, etc. must be publicly and freely
If anyone does read this, I would like to say thanks for doing so. First I would like to bring up the families these big hedge funds probably have destroyed by shorting companies they see as competition through what I believe is called compensated bonds. The fact the "system" of wall street and shorting and even buying into stocks is heavily favored to the side of the big institutions
I am an investor in AMC. I, as millions of others, have purchased our shares and held honestly. The hedge funds, however, have continually manipulated the stock market, namely AMC and GME. Their reporting of short interest position and their manipulation of naked shares, dark pool shenanigans, short ladder attacks and getting slaps on the wrist being fined a pittance compared to their net worth
Clearly… the market has become so rigged, unenforced and rebellious that unless you enact changes, companies will decide for themselves to create their own depository and turn every share into an NFT on the blockchain, because nothing else can protect them from predatory and malicious actions of bad actors that are emboldened by a system that gives them little oversight and allows them to
I have attempted to read and understand the proposed rule changes set forth in these reporting enhancements on the topic of Short Interest Positions. I would like to make sure that my voice is heard as a full supporter of these rule changes! The reporting changes contained in these enhancements are critical to not only have them PASSED but also to have them 100% enforced. The amount of
Across generations, women trail men in financial knowledge—but the gap may be closing. This Mother's Day, here are some tips to keep that momentum going.
WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has censured and fined Merrill Lynch, Pierce, Fenner & Smith Inc. $500,000 for supervisory failures that allowed widespread deficiencies in filing hundreds of required reports, including customer complaints, arbitration claims, and related U4 and U5 filings, and for its failure to file the required reports.
Background
On December 20, 2019, the SEC approved an amendment to FINRA Rule 6750 to permit the publication of weekly aggregated transaction information and statistics on U.S. Treasury Securities. Starting today March 10, the new TRACE Treasury aggregates are published on FINRA's website.
Aggregated Reports
The Treasury Aggregate Statistics provide trading volume in U.S. Treasury
Notice of FINRA District Committee Elections and Ballots