Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
Proposed Rule Change to Amend FINRA Rule 2251 (Forwarding of Proxy and Other Issuer-Related Materials)
Proposed Rule Change Relating to Capacity Management Plan
Proposed Rule Change to Amend FINRA Rule 2360 (Options) Position Limits
Proposed Rule Change to Update the Rules Governing the Alternative Display Facility
Proposed Rule Change Relating to Alternative Display Facility New Entrant
Proposed Rule Change to Amend the Uniform Branch Office Registration Form (Form BR)
Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities
Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting
Proposed Rule Change to Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)
