Proposed Rule Change to Update the Rules Governing the Alternative Display Facility
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update the rules governing the Alternative Display Facility (“ADF”).
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 237.08 KB | |
Federal Register Notice | PDF - 219.3 KB | |
Approval Order | PDF - 175.86 KB |