IMPORTANT MAIL VOTE
OFFICERS, PARTNERS AND PROPRIETORS
TO: All NASD Members
LAST VOTING DATE IS NOVEMBER 3, 1986.
EXECUTIVE SUMMARY
NASD members are invited to vote on a proposed amendment to the NASD Rules of Fair Practice that would require advertising and sales literature for publicly offered direct participation programs to be filed with the NASD's Advertising Department. The NASD will
21-19 is a step in the right direction. That being said, IT IS NOT ENOUGH! Far more must be done to expose the corrupt practices utilized by bad actors in the market place. Yes I mean selling shares that do not exist case in point AMC! WITH APPROXIMATLY OVER 1 BILLION SHARES SOLD SHORT! LOOK INTO IT! CITIBANK HOLDS 510 MILLION SHARES FOR FORIEN INVESTORS ALONE. yes do implement the 2119 rule
I do not appreciate the government telling me what the right investments are for my family. I also do not like the government making one set of rules for the middle class and another for high net worth individuals on wall street. Please leave crypto investing alone, there were 85,000 new millionaires from cryptocurrency alone last year and I like to invest in worthwhile projects in that space.
TO: All NASD Members and Other Interested Persons
EXECUTIVE SUMMARY
The Securities and Exchange Commission has approved amendments to its rules, to Schedule D to the NASD By-Laws, and to the NASD's Transaction Reporting Plan, which will have the effect of: (1) requiring NASDAQ/NMS companies to comply with certain standards of corporate governance; (2) moving NASDAQ/NMS designation criteria
The Neutral Corner—Volume 4, 2021
<p>NASD members must make an affirmative determination for all short sales prior to executing the sale (absent an exemption), including short positions not carried overnight.</p>
Government regulators must not impose arbitrary restrictions on private investors.
Many capital investments carry risk. Leveraged and inverse funds are central to my investment strategies, and I do not need -- nor will I appreciate -- interference with my basic right to purchase, hold, and trade them.
There is no legally-coherent or ethically-defensible rationale for adding additional
The companies reporting short interest have been shown to not follow the rules and hide their short positions in various ways. There is no good reason that any information related to the financial system should be left up to self reporting. All information should be submitted and stored automatically as transactions are carried out and it should all be of public record. This record should be
I am strongly opposed to any new regulations that would hinder an investor's ability to navigate today's complex markets. Tools such as leveraged and inverse funds are critical to the ability to hedge a portfolio. In fact, I find the existing rules to be somewhat arbitrary and onerous.
More regulation does not help the individual investor but rather, undermines their ability to
It seems that every day there is a new government restriction on the citizens of this country. Wear a mask, get a jab, do this, don't do that, over and over and over. This is just one more power grab by the ruling class, one more attempt to exclude citizens from what they have, to restrict our freedom to live as WE see fit, not subject to a "test" or a qualification
