It seems that every day there is a new government restriction on the citizens of this country. Wear a mask, get a jab, do this, don't do that, over and over and over. This is just one more power grab by the ruling class, one more attempt to exclude citizens from what they have, to restrict our freedom to live as WE see fit, not subject to a "test" or a qualification or a reading list. This is nothing but government overreach. We have the freedom to spend our money as we please. It's nobody's business, certainly not the government's. It is also a threat to the freedom of the market.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Julie Cartaya Comment On Regulatory Notice 22-08
It seems that every day there is a new government restriction on the citizens of this country. Wear a mask, get a jab, do this, don't do that, over and over and over. This is just one more power grab by the ruling class, one more attempt to exclude citizens from what they have, to restrict our freedom to live as WE see fit, not subject to a "test" or a qualification or a reading list. This is nothing but government overreach. We have the freedom to spend our money as we please. It's nobody's business, certainly not the government's. It is also a threat to the freedom of the market.