Beginning Monday, May 19, 2025, FINRA will introduce the MOLD/UDP 64 protocol to the TRACE Securitized Products Data feeds – SPDS and SPDS-144A.TRACE data feed clients must adhere to the new protocol, new IP Addresses and feed changes by this date. FINRA has updated the SPDS and SPDS-144A specifications, IP address configurations and the MOLD/UDP 64
Hello. I beleive we can make our own decisions to our investments, this includes leveraged funds. I use them for leverage and hedging, both important elements for a good financial plan. Law markers should look at oher things like dishonesty amoungst the people that make the markets.
I dont think they should be allowed to partisipate in the makrkets.
I oppose this planned restriction on my right to invest in public investments.
The "little guy" should not be prohibited from investing in leveraged and inverse funds - we are just as capable as wall street of doing research and looking out for ourselves.
implementing this new restriction would just be another case of stacking the deck in favor of wall street professionals.
I employ a mix of stocks, and both leveraged and non-leveraged ETFs to achieve investment goals for over 10 years. ETFs provide a facile means to establish both long and short positions when markets reach extreme levels. Non availability of inverse and leveraged ETFs would make establishing planned portfolio positions difficult, if not impossible.
My family's long-term investment plan includes leveraged ETFs. Our financial decisions have been made under the assumption leveraged ETFs would be available in the future. The SEC has already approved these funds. We don't need FINRA to hold our hands. Please don't assume you're smarter than we are.
I understand the risks associated with investing after more than forty years of managing my own investments. Having inverse and leveraged options is an important element of my investment strategy, especially after 1987, 2001, 2007, and 2020. Is there more to this diabolical plan to restrict my options? Please bear in mind you are elected officials.
You greedy [REDACTED] know that you're responsible for the state of the economy and now that it is crumbling according to your plan you want to keep the tools to profit to yourself. Your time is coming to an end, the next occupy wall street will be immensely more popular. It doesn't matter what you do here, the people are coming for you regardless. [REDACTED].
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to add industry member compliance rules relating to the Consolidated Audit Trail (“CAT”) to FINRA’s Minor Rule Violation Plan (“MRVP”).
If you’re putting together a team of people to help you with your financial needs, you might want to consider adding an attorney to the mix. Not only can lawyers help investors resolve problems with their brokers, but they also can help with estate planning and other investment-related issues.
I an very opposed to any regulatory limits on my current abilities to participate in complex ETFs and investments.
I have been involved with these investments for many years and am familiar with their risks and do not need any extra regulations to guide me. Placing these limits will significantly impact my retirement planning and financial future.
Please desist from imposing them.
