Another invasion of Americans personal freedom. Leveraged and inverse funds are publicly traded and have been approved
for the public to trade. I understand the risks and have an understanding of these entities. There is no need to impose any kind of regulations or added requirements to any tools I use in my investment strategies.
How about the Financial Industry Regulatory Authority employees
I have a strong understanding of Leveraged and Inverse ETFs: Three keys to ongoing successful use: Short term trades only Position appropriately sized. Continuous monitoring of position. My contention is we do not need additional government regulation / guidance as it relates to these products. I do not have any financial interest other than being able to use these products as I consider
The rights of investors must be protected. It is the responsibility of the investor to educate himself as to what is a proper trading vehicle for the investor personally vis a vis financially. The brokerage firm in which I trade has transparency and risk disclosure for such short-term active trading. Direxion Leveraged and Inverse ETF Education Center is very good tool to guide the investor to
I have 10 years of experience as a Financial Advisor and 5 years as a CFP. I have the knowledge and experience to select my own investments and I dont want to be directed by a regulator who doesnt know me. Leverage and inverse funds are very important to me to hedge other investments from adverse market moves. Leave it up to the individual broker and the investment firm to help the client what
Many, many people buy and sell many forms of stocks. For both monthly income, and long term investments.
Further regulating how we can invest will add a financial strain to an already unstable economy. Not to mention raise the number of unemployed.
Government agencies should not have any authority over how we invest our money. Especially with a poor track record of properly managing anything.
The FINRA North Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the North Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides
The FINRA New York Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the New York Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and the
We don't need big brother controlling our financial decisions. This is not 1984! I've already graduated from school many years ago. I don't need to take anymore tests. Leveraged and inverse funds are used to control risk in my portfolios.
Taking them away only puts my investments at a greater risk. Please give me and other investors like me Freedom To Choose.
Thank you
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Code of Arbitration Procedure for Industry Disputes (“Code”) to align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 (“Act”). The proposed rule change would also make a
