Many, many people buy and sell many forms of stocks. For both monthly income, and long term investments.
Further regulating how we can invest will add a financial strain to an already unstable economy. Not to mention raise the number of unemployed.
Government agencies should not have any authority over how we invest our money. Especially with a poor track record of properly managing anything.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Derik Farlow Comment On Regulatory Notice 22-08
Many, many people buy and sell many forms of stocks. For both monthly income, and long term investments.
Further regulating how we can invest will add a financial strain to an already unstable economy. Not to mention raise the number of unemployed.
Government agencies should not have any authority over how we invest our money. Especially with a poor track record of properly managing anything.