Non-Party Witness’ Attorney May Attend Hearing While Witness Is Testifying
(a) Majority Decision
Within 60 days after the final date allowed for filing proposed findings of fact, conclusions of law, and post-hearing briefs, or by a date established at the discretion of the Chief Hearing Officer, the Hearing Officer shall prepare a written decision that reflects the views of the Hearing Panel or, if applicable, the Extended Hearing Panel, as determined by majority
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EXECUTIVE SUMMARY
On April 17, 1991, the Department of Treasury issued 56 FR 15529-15532 containing proposed amendments to 17 CFR Part 403 ("Protection of Customer Securities and Balances"). The proposal would implement a buy-
I oppose this rule as I should be able to invest the way I see fit. I use leveraged etfs to balance my portfolio and maximize returns for my family. These types of investments should be available for all, and not the chosen few.
The proposed rule is insane. Having invested in ProShares for many years, I am fully aware of the risks and know how to deal with them. It totally does not make sense to take the privilege away from investors.
As a retail investor and woman, I am opposed to all rules such as this, that allow the rich to invest more freely than me. I resent the insinuation that I don't understand the risk of my investments. This is an equity/class issue! Do better.
SR-FINRA-2008-066 - Proposed Rule Change to Reflect the Closing of the FINRA/NSX Trade Reporting Facility on December 31, 2008
You do not have the right to tell us how to spend our money or how we invest our money. Maybe you all should live by the same rules you have for us.
The federal govts job is NOT to rule our lives. The right to pursue happiness & make investments is our right & is not to be controlled by ANY govt office. Im certain elected officials with exempt themselves from such control.
This petition is being promoted by people who want to scam ordinary folks. The existing rules about unregistered security purchases are, if anything, too weak -- as evidenced by the proliferation of pump-and-dump cryptocurrency offerings and other scams.
