Proposed Rule Change to Reflect the Closing of the FINRA/NSX Trade Reporting Facility on December 31, 2008
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to reflect the closing of the FINRA/NSX Trade Reporting Facility (the “FINRA/NSX TRF”) as of the close of business on December 31, 2008.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 469.23 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 57.79 KB |