You do not have the right to tell us how to spend our money or how we invest our money. Maybe you all should live by the same rules you have for us.
The federal govts job is NOT to rule our lives. The right to pursue happiness & make investments is our right & is not to be controlled by ANY govt office. Im certain elected officials with exempt themselves from such control.
This petition is being promoted by people who want to scam ordinary folks. The existing rules about unregistered security purchases are, if anything, too weak -- as evidenced by the proliferation of pump-and-dump cryptocurrency offerings and other scams.
This is a [REDACTED] rule. It should either apply to all investments or none. And obviously applying it to all investments is stupid. Therefore, applying to just leveraged or inverse funds is also stupid. LET US EAT CAKE!!!
The proposed rules are overly restrictive. There are no similar restrictions on other securities such as stocks and bonds. Most investments have the potential to gain or lose value in response to market conditions. It is not appropriate or necessary for crypto to be actively discouraged.
I am against this proposed rule. Individuals are allowed to buy, gamble, open businesses,and donate without analogous restrictions on similar decisions which could greatly diminish their net worth.
Remember, this is a free country.
Enforce the rules, it’s not possible to have float greater than available shares, that is called synthetic shares. This is illegal.
Proposed Rule Change Relating to the Series 9/10 Examination Program
Firm Made Misrepresentations to Customers and Violated Reg BI as well as FINRA’s Suitability and Supervision RulesWASHINGTON—FINRA announced today that it has expelled broker-dealer SW Financial for multiple violations, including making misrepresentations to customers in its sales of private placement offerings of pre-initial public offering (pre-IPO) securities, churning customer
To whom it may concern,
I oppose restrictions on my right as a US citizen to invest in PUBLIC investments as this SEC Proposed Rule #S7-24-15 is trying to do. As an investor, I should be able to choose the investments that are right for me & my family. Public investments are just that - investments that need to be available to ALL of the public, not just those who have large