I oppose the rules being considered. Individuals have the right to invest according to their own wishes. Is America a free country or is it a fascist dictatorship?
I am strongly against your SEC proposed rule #S7-24-15. We want less regulations from you not more.
As a relatively sophisticated inventor, well versed on the risks of investments, I see this rule does not benefit me - but restricts the way I can invest
It would be a shame for these investment vehicles to be ruled unlawful. It is my freedom and right as an investor to use these vehicles to achieve my financial goals
(a) Except as otherwise provided in this Rule, each member shall once every calendar year provide in writing (which may be electronic) to each customer the following items of information:
(1) FINRA BrokerCheck Hotline Number;
(2) FINRA Web site address; and
(3) A statement as to the availability to the customer of an investor brochure that includes information
(a) Service on Each Party
Except as provided below, a complaint shall be served on each Party by the Department of Enforcement. When counsel for a Party or other person authorized to represent others under Rule 9141 agrees to accept service of the complaint, then the Department of Enforcement may serve the complaint on counsel for a Party or other person authorized to represent others
(a) Parties may not submit documents to arbitrator(s) in cases that have been closed except under the following limited circumstances:
(1) as ordered by a court;
(2) at the request of any party within 10 days of service of an award or notice that a matter has been closed, for typographical or computational errors, or mistakes in the description of any person or property referred to in
(a) Parties may not submit documents to arbitrator(s) in cases that have been closed except under the following limited circumstances:
(1) as ordered by a court;
(2) at the request of any party within 10 days of service of an award or notice that a matter has been closed, for typographical or computational errors, or mistakes in the description of any person or property referred to in
I cant believe you would attempt to limit my ability to invest in publically traded funds while allowing the continued manipulation of the market by the computer traded algorithimic front end trading which disadvantages the typical person investing and drives the market incessantly in one direction or the other from pure momentum. Why not reinstate some of the old rules such as the uptick rule
