It's my money and I should be able to invest it how I desire! All investments are at risk! Other instruments do not require such ridiculous proposed mandates which limits a U.S. citizen's ability to invest. This is a travesty to have government dictate who can invest in which instruments based on knowledge, wealth, and permission from his/her financial advisor. Please vote against this
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Executive Summary
The Securities and Exchange Commission (SEC) has adopted amendments to certain rules under the Securities Exchange Act of 1934 (Act) that apply to transactions in low-priced securities traded in the over-the-counter market. Specifically, the SEC amended Rule 15c2-6, which makes it
I do not agree with the regulations that are being propose for Leverage or inverse ETFs. They are an investment tool that have produce great results for me and my family. This regulations could hurt my ability to make money with these tools. I, not regulators, should be able to choose the public
investments that are right for me and my family. Public investments should be available to all of the
Remarks from the Women in Housing and Finance Luncheon, as prepared for delivery.
SEC Approves Amendments to FINRA Rule 9217 to Include Additional Rule Violations Eligible for Disposition under FINRA’s Minor Rule Violation Plan
This is ridiculous these financial regulations are even being considered. I should be able to choose my own investments. Not enough people are taking advantage of these investment options already, not enough people are prepared for retirement, and you just want to make it harder. Its like you want the wealth gap to grow even more.
These literacy tests remind me of those required to vote and we
1. The most neglected field in investor education is equity market manipulation. New retail investors should be informed about perpetual option fail-to-delivers, married-puts, shorting via exchange-traded-funds, off-exchange trading and selling synthetic shares to manipulate a stock's price. 2. From a retail investor's perspective: An open forum where individual users can share investor
The general public is already warned enough on leveraged ETFs that there is no reason for additional regulations and warnings for individual retail investors. They should be able to risk their hard earned money in ways they see fit for themselves. Individuals should have a right to use financial products they see fit to use in order to achieve their short term financial goals. Adding additional
Comment on SEC Proposed Rule #S7-24-15: I am a retail investor who has used leveraged ETF's for the past 12 years. I do not trade in these instruments but have purchased them over time, and have continued to hold them (all for at least five years). I monitor them daily and evaluate my portfolio vs the major indices on a weekly basis. I have included them initially at about 20% of my overall
I strongly support any rule change that brings greater transparency to our financial markets. Daily reporting requirements will surely help retail investors better understand what these large financial players are doing to our markets.
