I partially trade with a US broker in order to have more access and freedom in my choice of investment vehicles. Making 'complex' funds only freely accessible to the elite and exorbitantly rich (like in the EU), whilst creating more and more hoops for regular people, will only limit opportunities for regular smaller investors. I should have the freedom to do with my own money as I wish
INFORMATIONAL
District Elections
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Operations
Registration
Senior Management
District Elections
Executive Summary
The purpose of this Special Notice to Members is to announce the nominees for the District Committees and the District Nominating Committees. The individuals identified in this Special Notice to Members
As a single senior woman investor, I want my voice to be heard. This is my life savings we are talking about, as slim as they may be compared to wealthy investors. 1. Leveraged and inverse funds are mandatory to me especially in this declining market, as they act like a hedge to protect my investments. 2. I have a financial advisor because I am not astute in financial matters. Although I
Chairman Sarbanes, Senator Gramm, Members of the Committee, thank you for this opportunity to testify on the vital, troubling and timely issues of investor protection and accounting regulation revealed by the collapse of Enron.
We live in very uncertain and volatile economic times. Leveraged ETF's give many people the ability to better their financial lives with some knowledge and skill as we steer through these incredibly volatile times. This can level the playing field and help to better individuals and family's financial wellbeing. Existing laws are already in place to protect people with the use
I use leveraged funds in a an investing plan in which I am fully aware of risks. The government should NOT place any restrictions on the choices of individual investors as incorporating leveraged investments into my plan is my choice and I am under no obligation to do so. If the government desires to meddle in personal affairs, how about educating people about financial programs, investing and
Activities requiring registration as an Equity Trader.
FINRA Reminds Firms of Their Sales Practice Obligations with Regard to the Sale of Securities in a High Yield Environment
I am currently a small investor, living off the income I earn actively investing. Leveraged and Inverse Exchange-Traded Funds (ETFs) are an important part of my investing strategy and income.
It has not taken me much time at all to learn how to use Leveraged and Inverse ETFs as part of my investing strategy. Concepts like decay, the effects of leveraging and daily resetting seem as easy to grasp
INFORMATIONAL
Customer Account Statements
Effective Date: April 16, 2001
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Limited Partnerships
Operations
Customer Account Statements
Direct Participation Programs
Merchant Banking
NASD Rule 2340
Executive Summary
NASD Regulation, Inc. (NASD RegulationSM) has adopted amendments to National Association of
