As a single senior woman investor, I want my voice to be heard. This is my life savings we are talking about, as slim as they may be compared to wealthy investors. 1. Leveraged and inverse funds are mandatory to me especially in this declining market, as they act like a hedge to protect my investments. 2. I have a financial advisor because I am not astute in financial matters. Although I understand when initially advised, I do not have the expertise to daily manage investments, to that end, being required to take a test before I can invest in public securities is both ludicrous and evil! 3. Lastly, this is MY HARD EARNED money; only I and my financial advisor should be able to choose the public investments that are right for me. . . . .NOT regulators!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Carol Molinaro Comment On Regulatory Notice 22-08
As a single senior woman investor, I want my voice to be heard. This is my life savings we are talking about, as slim as they may be compared to wealthy investors. 1. Leveraged and inverse funds are mandatory to me especially in this declining market, as they act like a hedge to protect my investments. 2. I have a financial advisor because I am not astute in financial matters. Although I understand when initially advised, I do not have the expertise to daily manage investments, to that end, being required to take a test before I can invest in public securities is both ludicrous and evil! 3. Lastly, this is MY HARD EARNED money; only I and my financial advisor should be able to choose the public investments that are right for me. . . . .NOT regulators!