¿Qué significa Ombuds? Ombuds (o Ombudsman) es un término originario de Suecia y significa representativo. La International Ombuds Association (Asociación Internacional de Ombuds) describe a un ombuds como "alguien que ayuda a individuos y grupos en la resolución de conflictos o inquietudes”.
FINRA's John Brennan dispels the "rigged markets" myth, touts tech's benefits for investors and advocates transparency and simple fixes for market challenges.
Innovation and collaboration are two of FINRA’s four core values. Michael Hawman, Director of Technology for Delivery Services, returned to FINRA after participating in AWS re:Invent in 2022 with a proposal that would align these two values for FINRA’s business and technology divisions.
On February 1, 2007, NASD and NYSE launched new Trade Reporting Facility. Learn about the new Market Center ID "DN" requirement for reporting trades.
Go beyond stocks and bonds, and explore alternative investments for enhanced returns and diversified portfolios. Understand the risks before you dive in.
Discover which firms and individuals faced disciplinary action in the month of April 2024. Stay informed on regulatory enforcement and compliance with FINRA.
Stay ahead of industry regulations. Find the most recently approved rule changes and their pending effectives dates. Ensure compliance and stay informed.
Shell companies—companies that have no or nominal business operations or non-cash assets for an extended period of time—can be used for legitimate purposes. However, they can also be used by fraudsters as vehicles for stock manipulation. Learn the signs of this type of fraud and how to protect yourself.
