I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
Investing on any asset class should be a personal decision. Those investors that do our due diligence to educate ourselves before investing and that may not be considered 'high net worth' should be able to have the same opportunities than 'high net worth' companies and individuals. I understand the risks and time decay of leverage investments and do not need to
Dear Sir:
I am writing you to oppose restrictions to my right to invest.
I should be able to choose the public available investments that right for me. Public investments should be available to all of the public, not just the privileged. I should not have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I an
I'm writing because I'm invested in funds such as BITO. It has come to my attention that FINRA wants to regulate these in such a way that investors are required to become accredited, pass tests, get special approval, cooling off periods, etc. I disagree with this and believe anyone should be allowed to invest in public securities with their own money, without government scrutiny. Laws
Hello, I am very concerned about your proposed regulations on investing. As I am an adult and a head of household spending my money, I should have the final say on how I invest it. I fully understand the risks of investing and don't need to be tested on the subject. I do not need a cooling off period, because i research investments, and I certainly don't need someone's permission
This is class warfare, plain and simple. I oppose any restriction to my right to invest. Public investments should be available to all of the public. There should be no special processes, tests, or approval in order to invest in leveraged and inverse funds. Basically, too many average Joes saw this [REDACTED] of a market crash coming and decided to hedge like smart investors, but now that's
First of all, thank you for letting me know about this. I know enough about leveraged and inverse funds and am constantly dealing with their risks. And I am constantly striving to acquire for a lot of knowledge and information. Therefore, I oppose any restrictions or other testing measures on my investment rights. Currently, the leveraged stocks I focus on invest in because they are made up of
FINRA Requests Comment on Proposed Amendments to FINRA Rule 5110 Regarding Deferred Compensation Arrangements in Public Offerings
Do not interfere with DIREXION Funds. They provide an invaluable service for market choice.
SummaryFINRA has amended Rule 13606 of the Code of Arbitration Procedure for Industry Disputes to provide that the Director of FINRA Dispute Resolution Services will provide a copy of the official record of an expungement hearing held pursuant to Rule 13805, and any transcription if the recording is transcribed, to any customers, upon request, who attend and participate in the expungement hearing
