David Ciccarelli Comment On Regulatory Notice 22-08
David Ciccarelli
N/A
I'm writing to express my opposition to restrictions inhibiting my ability to invest in public investments.
I'm an informed and experienced investor. I have gaind my knowledge through study and experience in the markets. I understand leveraged and inverse funds and the though of restrictions and the possibility of having to navigate a special process (test taking) is unacceptable. I should have the freedom to choose what I invest in and have the same access as privileged individuals and institutions.
Leveraged and inverse strategies are an important, yet limited, part of my portfolio diversification.
Restrictions to the publics ability to invest in multiple areas is harmful and unwise.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
David Ciccarelli Comment On Regulatory Notice 22-08
I'm writing to express my opposition to restrictions inhibiting my ability to invest in public investments.
I'm an informed and experienced investor. I have gaind my knowledge through study and experience in the markets. I understand leveraged and inverse funds and the though of restrictions and the possibility of having to navigate a special process (test taking) is unacceptable. I should have the freedom to choose what I invest in and have the same access as privileged individuals and institutions.
Leveraged and inverse strategies are an important, yet limited, part of my portfolio diversification.
Restrictions to the publics ability to invest in multiple areas is harmful and unwise.