FINRA Extends Implementation of Amendments Requiring Related Market Center Indicator in Non-Tape Reports Submitted to FINRA
I oppose FINRA's proposed rule #22-08. My ability to invest the finances of my family should not be left up to the discretion of government or regulators. The ability to invest in public securities should not be withheld from the general public not should we be required to pass a test to invest our own finances. We take a known, and sometimes unknown, risk when we invest our finances
FINRA Requests Comment on Proposed Amendments to FINRA Rule 5110 Regarding Deferred Compensation Arrangements in Public Offerings
Artificial Intelligence (AI) technology is transforming the financial services industry across the globe. Financial institutions are allocating significant resources to exploring, developing, and deploying AI-based applications to offer innovative new products, increase revenues, cut costs, and improve customer service.1 First developed in the early 1940s, AI technology has gained
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I'm am capable of understanding leveraged and inverse funds
I should be able to choose the public investments that are right for me and my family, NOT regulators. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities.
I use leveraged and inverse funds to diversify my portfolio in ways that order public
I have been trading leveraged and inverse funds for some time now and should remain to be allowed to do so without further qualification. I am aware of the risk involved and, as a responsible investor, should not be subject to special tests or requirements to trade in these vehicles other than being aware of the risks involved. I do not think my access should be limited from any particular
I object to government regulators deciding what I can and cannot do with my investable funds. I receive a prospectus when I buy products that require them, and the burden is on me to make an informed decision. I do not want to have to take any special courses or pass any tests or explain my reasoning to someone outside my family. I have an investment advisor with whom I can discuss whether
I feel that your proposed regulations are insultingly presumptuous. I alone will prosper or suffer from my investments. I dont need interference in my choices. I have been handling investments for many years and have done quite well. I can handle complex instruments, and more importantly I know my limits. I include leveraged or inverse funds when and only when I am comfortable that they are
I strongly oppose regulators deciding whether or not I can invest in public securities. I am well educated and have been an investor for a great number of years. I am perfectly capable of understanding risk factors and how to use these funds as a limited part of my portfolio to hedge/protect my investments. I should be able to make my own decision about what strategy is right for me. I do not
