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I oppose further regulations on private individual investors.
The government should stay out of private financial decisions.
NASD has filed with the SEC revisions to the examination specifications and study outline for the Limited Representative—Private Securities Offerings (Series 82) examination program. The proposed revisions update the material to reflect changes to the laws, rules, and regulations covered by the examination and to reflect more accurately the duties and responsibilities of a private securities
SUGGESTED ROUTING*
Senior ManagementCorporate FinanceSyndicateTrading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The NASD Board of Governors has approved and filed with the Securities and Exchange Commission amendments to Schedule D of the By-Laws that increase the initial and continued inclusion criteria for securities traded in the NASDAQ
Dear FINRA regulators,
Private investors should have the right to choose to invest in funds that are a good fit for their investment objectives. It is unfair to eliminate the ability to invest in leveraged funds for the investing public, especially since many of these funds have a proven track record of protecting investment portfolios when used the right way.
If an investor chooses to be
Less US government involvement
in the private sector, including investments.
Please allow private investor the ability to invest in leveraged and inverse funds
I dont want government control over my private and personal investment.
The FINRA Board of Governors will consider the following rulemaking items at its February 2013 meeting.
Get the [REDACTED] out of our private personal businessBIDEN/Obama get out NOW