Displaying 29621 - 29630 of 34834 Results
I oppose your proposed restrictions on Leveraged and inverse investments. I use these fund to balance my investment strategies and actually to reduce investment risk. You do not have the right to place restrictions on these investments in a free economy. Let Capitalism function properly. The failure of those who take unnecessary risks should not limit those who educate themselves on these risks.
I have been responsible for my Own investing for the last 18 years, and my portfolio is in the millions. I never use leveraged funds, but find Inverse ETFs an important aspect of my investment strategy.
Adding these rules only hurts traders. Everyone starts somewhere and creating requirements hinders their learning process. You don't need to be a genius to use most of these instruments and these restrictions are an annoyance to even experienced investors.
I would like to choose my own investment strategies without being told how to invest. There is no reason to go through any process to trade something I have traded hundreds of times. Inverse funds and leveraged funds are part of investing and I do t need regulation on something that I completely understand already.
FINRA has taken disciplinary actions against the following firms and individuals for violations of FINRA rules; federal securities laws, rules and regulations; and the rules of the Municipal Securities Rulemaking Board (MSRB).
The access and use of any information submission functions, content, materials, or services available on the Maintaining Qualifications Program (“MQP”) is conditioned upon the acceptance by you, without modification, of these terms of use, and the terms and conditions displayed at https://www.finra.org/terms-of-use are incorporated herein by reference (collectively, "Terms of Use").
THIS PAYMENT AGREEMENT (“AGREEMENT”) IS A LEGAL CONTRACT BETWEEN YOU AND THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (“FINRA”) AND SETS FORTH THE TERMS AND CONDITIONS GOVERNING THE PAYMENT OF ENROLLMENT FEES BY CREDIT CARD AND AUTOMATED CLEARING HOUSE (ACH). BY SELECTING THE "AGREE" CHECKBOX, YOU ACKNOWLEDGE THAT YOU ACCEPT THE TERMS OF THIS AGREEMENT.
The Maintaining
The FINRA.org website includes a “System Status” page that reports current system conditions for FINRA-based products and applications.
FINRA will continue to deliver direct emails and post technical notices regarding ADF, ORF, TRACE and TRAQS products; additionally, the System Status page will provide a general view of the current status of all FINRA systems.
FINRA encourages users to bookmark
On Tuesday, February 8, 2022, from 4 p.m. to 6:30 p.m. ET, the FINRA Test Facility (NTF) will be unavailable for testing FINRA Multi Product Platform (MPP) products.
This affects FINRA's Trade Reporting and Compliance Engine (TRACE), FINRA's Alternative Display Facility (ADF) platform, and the OTC Reporting Facility (ORF).
FINRA's production systems are unaffected by this event
In 2020, FINRA and the CE Council embarked on the biggest transformation of the continuing education program in 25 years. And in the months ahead, those major changes are going into effect. On this episode, we learn what firms and reps can expect and why these changes will have such a big impact.