Regulators should not be able to choose the public
investments that are right for me.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities.
Leveraged and inverse funds are important to my
investment strategies.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on Me.
I am able to read prospectuses and make my own decision on investing. I have been investing and understand the risks in it. I should not be limited in what I can invest in. I should not have to take a test or a course to determine if I should or should not invest in an investment. Thank you.
I should be able to choose the public investments that are right for my family and I. I shouldn't have to go through any special testing to invest in public securities, including leveraged/inverse funds. I'm more than capable of understanding leveraged and inverse funds and their risks.
I as a investor should be able to choose whichever stocks or funds I see fit. I research my investments and understand the risks. I do not believe passing a test before I invest is unfair and don not need anyone to hold my hand when coming to my portfolio.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me.
Gene DeMaio is the Head of Regulatory Services Management in FINRA's Market Regulation and Transparency Services (MRTS) Department and is responsible for managing FINRA’s relationships with securities exchanges and other entities for which FINRA performs regulatory services. Prior to this role, Mr. DeMaio led the Options Regulation and Trading & Execution Examinations Programs in
I should be the one making financial decisions regarding my investments, not regulators. I should not need to pass a test before investing. Leveraged funds help enhance my returns and hedge against unfavorable market conditions. I oppose restrictions to my right to invest.
I should not have to go though any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I dont need these measures imposed on me.
I shouldn't have to go through any special process
like passing a test before I can invest in public securities, like leveraged and inverse funds. I am
capable of understanding leveraged and inverse funds
and their risks. I do not
need these measures imposed on me.
