This is an unfair rule preventing ordinary investors from taking full advantage of the market. As a graduate of law school, I am perfectly capable of making these types of decisions without being forced to take burdensome tests. There should be no such requirement provided I am offering no advice to others about investment. I strongly oppose this measure.
Aaron Mullis Comment On Regulatory Notice 22-08
This is an unfair rule preventing ordinary investors from taking full advantage of the market. As a graduate of law school, I am perfectly capable of making these types of decisions without being forced to take burdensome tests. There should be no such requirement provided I am offering no advice to others about investment. I strongly oppose this measure.