You think you’re arguing from a position of strength. You think asking for the public to comment you’re assuaging the masses. You think we think you’ll actually do something honorable and equitable in response to this open comment forum. We know better. It’s all coming out now. Again. We know you’ve rigged the game and corrupted the market. We know you only pay lip service when moralizing an open
On This PagePortfolio Margin DataFiling ScheduleHow to Access the File Upload FunctionBefore Uploading a File for the First TimeHow to Upload a FilePortfolio Margin Exam DataPortfolio Margin DataFINRA requires that all Portfolio Margin (PM) member firms submit their PM data via a file upload (fileX Upload).For more information on the expanded data requirements, please download version 2.0 of the
Guidance on Special Purpose Acquisition Companies
img.snapshot {
display: block;
margin: 0 auto;
height: auto;
width: 100%;
max-width: 100%;
}
.Report_TOC {
border:1px solid #cccccc;
padding:10px;
}
.Report_TOC ul li {
font-size:.75em;
line-height:1.6em;
margin-bottom:5px;
}
.source,
.notes,
.backtotop {
font-size:.75em;
line-height:1.6em;
}
.notes {
color:#777777;
}
.table-subheading {
Per your request for Regulatory Notice 21-19 regarding Short Positions, please find my comment below. The current requirements for short sale reporting, thorough as they may seem, are woefully inadequate in terms of depth, clarity and public transparency. I'd like to take the time to address what I see as issues that clearly and with immediate care must be addressed when considering short
How much do the $'s spent by Americans on sports betting or lotteries help produce a cleaner/greener energy America? Those $'s are better spent on ERX ($58/sh) & ERY ($5/sh). ERX is the Energy Bull 3x ETF & ERY the Energy Bear 3x ETF. Will over 90% of that energy coming from fossil fuels, money spent on ERY is like investing in green energy. The Ukraine War has led to
/*<![CDATA[*/
ol.parentheses li:before
{
content:"(" counter(section, lower-alpha) ") ";
}
.indent_secondpara, .indent, .indent_firstpara
{
margin-bottom:1em;
text-indent: 2em;
}
.interp
{
background-color:#cce6f6;
margin:2em 0 2em 5em;
padding:1em;
}
.interp div
{
margin-bottom:1em;
}
body{
font-family:open sans;
font-size:.8em
SR-FINRA-2008-043 - Proposed Rule Change to Establish a Membership Waive-In Process for Certain NYSE Alternext US LLC Member Organizations
NASD is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to establish Interpretive Material 1013-1 (“IM-1013-1”), a membership waive-in process for certain New York Stock Exchange (“NYSE”) member organizations, and Interpretive Material Section 4(e) to Schedule A of the By-Laws, a membership application fee waiver for those NYSE member
SummaryFINRA is adopting new Rule 6151 (Disclosure of Order Routing Information for NMS Securities) to require members to submit to FINRA for centralized publication the order routing reports required under the Securities and Exchange Commission’s (SEC) Rule 606(a) (Rule 606(a) Reports). These amendments will take effect on June 30, 2024. Therefore, members will be required to submit their Q2