You shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I'm capable of understanding leveraged and inverse funds and their risks.
I should be able to choose what is right for my investment portfolio. If I make the mistake and not do my research then its my own fault. I shouldn't have to take a test when its my own money im investing.
Beginning Monday, October 30, 2023, FINRA will limit the number of unsuccessful TRAQS login attempts from 10 to five before the user is locked out of their account. This affects both the Nasdaq Test Facility (NTF) and production FINRA TRAQS websites.
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Table of Contents
PART I INTERPRETIVE MATERIAL, DEFINITIONS,
Short selling to bankrupt a company should be illegal. Not that the legal system does anything about the naked shorting that's being abused. Short selling is essential to the market, but something needs to actually be done to the hedge funds who abuse this system. It's not fair and it's not right.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 13606 of the Code of Arbitration Procedure for Industry Disputes (“Industry Code”) to provide that the Director (“Director”) of FINRA Dispute Resolution Services (“DRS”) will provide a copy of the official record of an expungement hearing held pursuant to Rule 13805, and any transcription if the recording is transcribed, to any customers, upon request, who attend and participate in the expungement hearing, or who provide their position on the expungement request in writing.
I want to retain my right to choose public investments without having to pass a test or other special process. I am capable of understanding leveraged and inverse funds and their risks.
Please do not restrict my right to invest in public investments.
We would like to have the choice to invest in leveraged and inverse funds and ETFs, as they play an important role in my investment strategy. I am capable of understanding these unique products and associated risks, and do not need any special purpose tests.
I not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just a privileged few. I should not have to go through any process or test to invest in public securities.
Please be advised that leveraged and inverse funds are important to my investment strategies. I should not have to go through any special process or testing before I can invest. Public investments need to be available to all, not just the privileged. Thank you,
