Cathy Fahrmeyer Comment On Regulatory Notice 22-08
Cathy Fahrmeyer
N/A
We, the general public, should be able to choose our own investment opportunities that are right for us and our families. Public investments should be made available to all of us, not just the privileged. Also we shouldn't have to go through any special processes or tests to prove we're capable of investing and the risks these investments hold. Thank you for your time and consideration.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Cathy Fahrmeyer Comment On Regulatory Notice 22-08
We, the general public, should be able to choose our own investment opportunities that are right for us and our families. Public investments should be made available to all of us, not just the privileged. Also we shouldn't have to go through any special processes or tests to prove we're capable of investing and the risks these investments hold. Thank you for your time and consideration.