Investment restrictions on leveraged products should not have significant restrictions. A simple age-based (e.g. 25 0r 30 years old) and/or small investable assets requirement (e.g. $25,000) along with attesting to reading a warning statement regarding possible losses should be the MAXIMUM restriction. Please do NOT limit to "high net worth" (this does not necessarily potend an
I wish to maintain my current freedom to invest in public securities of my choosing. Though the notice means to reduce the risk for investors, it will have an echoing effect across asset classes that may not be fully realized. America is a land where we grant greater freedom than most. This freedom has allowed us to create one of the greatest economies of all time. The reduction of risk exposure
I believe I should be allowed to make my own informed decisions about investing in any public security. There are ample warnings and notifications in place and to segregate and make one class that is useful in hedging my portfolio harder to access only adds unnecessary and burdensome complications. While it is only a small part of my portfolio,over the past 10 years it is my second best
I strongly oppose this rule of banning the 3x leverage ETF. Its so unfair to take away our normal peoples limited resources away from us. The big institutes and the rich have all resources to do their investments. The stock market is the most important way for us to grow our assets and 3x ETFs are an very important component or it. I strongly oppose the ban of 3x ETF. Its not fair for us.
investment advisor with decades of experience across the spectrum of investments. As i believe we are now in a bear market, i want the flexibility of protecting my clients assets. In most cases selling positions not a good option as i have large unrealized gains. Not allowing me to use VXX and/or SH is preventing me from protecting their portfolios. I resent bureaucrats thinking they know as much
We, the US investing public, need the ability to "short" stock market indices, equity sectors, currencies & commodities, just as the institutions do, to hedge our portfolios and protect the downside in our investment accounts. To not be able to do so would punish the "little guy" and provide all the benefit to the big institutions. We individual investors are acutely
FINRA Issues an Interpretation to Clarify the Classification and Trade Reporting of Certain “Hybrid” Securities to FINRA
Limiting my ability to invest in a diversified ETF prohibits me from building wealth. Free access to markets is a core tenant of capitalism and America.
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Executive Summary
Effective July 1, 1998, tier sizes for 520 Nasdaq National Market® securities will be revised in accordance with National Association of Securities Dealers, Inc. (NASD®) Rule 4710(g).
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I believe that most people who do choose to invest in these funds are aware of the risks and do their own homework before they start investing. While I do believe that offering education on the risks, as well as risk mitigation strategies, would be beneficial for traders, I do not believe that extra layers of bureaucracy and testing will create better or safer traders, and will simply reduce the
