Anne FitzGerald Comment On Regulatory Notice 22-08
Anne FitzGerald
N/A
I believe I should be allowed to make my own informed decisions about investing in any public security. There are ample warnings and notifications in place and to segregate and make one class that is useful in hedging my portfolio harder to access only adds unnecessary and burdensome complications. While it is only a small part of my portfolio,over the past 10 years it is my second best performing asset and acts as a balance to other funds selections.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Anne FitzGerald Comment On Regulatory Notice 22-08
I believe I should be allowed to make my own informed decisions about investing in any public security. There are ample warnings and notifications in place and to segregate and make one class that is useful in hedging my portfolio harder to access only adds unnecessary and burdensome complications. While it is only a small part of my portfolio,over the past 10 years it is my second best performing asset and acts as a balance to other funds selections.