Displaying 2311 - 2320 of 9026 Results
I oppose restrictions on my rights to invest. And I should not have to pass a test just simplify the information for everyone to make better choices for investment
INFORMATIONAL
The PORTAL Market
Effective Date: June 16, 2001 For PORTAL Equity Securities
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal & Compliance
Registered Representatives
Senior Management
Technology
Trading & Market Making
Training
I should be able to choose which investments I want to make.
I shouldnt have to take any special tests or ask for approval form a broker.
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Operations
Systems
Trading
As of April 27, 1995, the following 53 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,761:
Symbol
Company
Entry Date
SOES Execution Level
SMTC
Semtech Corp.
3/28/95
500
DSTM
Datastream Systems, Inc.
3/29/95
500
ACTM
ACT
Public investment should be available for everyone, I should not have to go through any special process or a test in order to invest in public securities
I should be able to choose what I want to invest in without being tested, I do not a regulator telling me what I can and cannot invest in.
FINRA’s Renewal Program supports the collection and disbursement of fees related to the renewal of broker-dealer (BD) and investment adviser (IA) registrations, exempt reporting and notice filings with participating self-regulatory organizations (SRO) and jurisdictions. During this program, FINRA announces renewal fees BD and IA firms owe via Preliminary Statements issued in November. FINRA publishes Final Statements in January to confirm or reconcile the actual renewal fees BD and IA firms owe after Jan. 1, 2024.
i agree with the statements that their should not be any regulators taking control and forcing me to take tests. please dont take my rights away
I shouldnt have to take a test to use inverse funds, its not right when shorting a stock, using puts and calls are essentially equal in results.
Inverse and leveraged funds can in an important part of an investors strategy. Investors should be able to choose their own investments without passing special tests.