Everyone should be able to invest. This is free market capitalism, if we want to keep the benefits of free market capitalism, we must keep it a free market. These proposed rules are discriminatory, and its clear as day.
Qualification Examinations Restructuring
Regulatory Notice
Notice Type
Request for Comment
Referenced Rules & Notices
FINRA Rule 8310
NASD Rule 1031
NASD Rule 1032
NASD Rule 1070
Suggested Routing
Compliance
Legal
Operations
Registration
Senior Management
Training
Key Topics
Central Registration
I am a qualified investor that has done well with these asset class, taking this away is wrong
I am in favor of being able to invest in any and all of the assets described in the rule #S7.
Those inverted funds are extremelly important in order to protect assets from down markets
Our government should not limit our freedom to invest in any legal activity or asset.
As a free citizen of the fine country, I should be without hinderance in my investment decisions. I do not need these restrictions on my investment decisions, that should not be the role of Government. Complex securities allow me as an educated investor to capitalize on my investment theses. Limiting my access to such securities will result in a loss of profit and an overall delimiting of my
Executive SummaryThe purpose of this Election Notice is to notify FINRA small firm members of the Small Firm Advisory Committee (SFAC) election and the distribution of ballots. Two seats on the SFAC are up for election, one representing the North region and one representing the West region. FINRA small firm members1 in those regions as of the close of business on Thursday, October 17,
To Whom it May Concern:
I am an active retail investor with a small portion of portfolio in leveraged and inverse funds.
During the recent market downturn, hedging against losses by investing in leveraged and inverse funds has helped me to beat the market over the past three months. Without access to these types of funds, my ability to respond to market forces would be substantially hampered.
I
Leveraged ETFs offer a great way to capitalize small capital on the long term! Maybe the best thing an amateur can do is buy the UPRO and hold it several years!!! why do you want to close that opportunity?
