Data field
Definition
Why we share this data
Convertible
Used to indicate if the bond is convertible. A convertible bond is a corporate debt security that can be converted into equity at specific times during the bond's lifcycle usually at the discretion of the bondholder.
So that investors understand the nature of the bond.
Coupon Rate
A coupon rate is the annual
What these [REDACTED] are against, you should definately do. Thank you
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FINRA recognizes the importance of diverse suppliers as an integral part of our strategic sourcing and procurement processes. We believe that the success of our organization and society depends on enabling diverse-classified businesses (as further described below, “Diverse Suppliers”) to share in the nation’s economic growth. Our commitment is to maximize Diverse Suppliers’ participation in
On January 31, 2022, FINRA introduced the Participant Data Management System (“PDM”) which firms now use to manage access to the FINRA trade reporting facilities, including TRACE, ORF and ADF. PDM also allows firms to add, view, and modify users of the TRAQS web interface. Firms are strongly encouraged to use PDM to review their TRAQS users on a regular basis to ensure that accounts remain valid
FINRA publishes the short interest reports it collects from member firms to help investors gauge the market sentiment surrounding a security or exchange. Prior to June 2021, the data contains short interest positions in over-the-counter securities only and does not reflect short interest data in exchange-listed securities.
About the Data
Definitions of terms used in Equity Short Interest Data.
About the data
Data field
Definition
Date
The settlement date.
The mid-month short interest report is based on short positions held by members on the settlement date of the 15th of each month. If the 15th falls on a weekend or another non-settlement date, the designated settlement date will be the previous
Your financial firm may request that you give them the name and contact information of a “trusted contact.” While it’s not mandatory that you do so, FINRA, the North American Securities Administrators Association (NASAA) and staff from the SEC Office of Investor Education and Advocacy urge you to consider providing the name of someone you trust as a contact on your accounts.
What Is a
Playbook Can be Accessed by 1.7 Million Girls, Including 571,000 From Communities of Color
WASHINGTON—The FINRA Investor Education Foundation (FINRA Foundation) announced today that it has partnered with Girl Scouts of the USA (GSUSA) to launch new financial education programming and resources to meet the needs of girls and their families in underserved communities.
The FINRA Foundation
FINRA previously announced it will be modifying the Statistics data on the OTC Transparency Data website to enhance the amount of information that is available to its users.
These enhancements will now occur beginning on Monday, November 21, 2022.
If you have any questions, please contact FINRA Business Services.
The market for crypto assets has seen continued growth and firms are looking for ways to get involved in the digital asset space. So far, about two dozen firms have been approved by FINRA to provide services in securities backed by digital assets. And more firms are looking to follow in their footsteps. On this episode, we hear about some common sticking points in these new and continuing member applications and how FINRA is working to support innovation while protecting investors in this dynamic environment.
