I fell that various Cryptocurrencies are understandable by me and may play a part in my future financial plans. I am a retired dentist who spends over six hours per work day studying various financial instruments. My total dollar value of all of my stock accounts is over $1,600,000. I believe that to limit my ability to trade in Cryptocurrencies puts me at a disadvantage compared to investors all
Buyer Beware..... isn't that what it's all about? I've lost tons of money on supposedly reputable companies that were lying, and CEOs steal money all the time.... Ban the whole stock market if you must.... It gives no better odds than Las Vegas.... But don't think you know better than we do when you do nothing about the corporate malfeasance that goes on every day
The public should be able to invest in leveraged and inverse funds, since this will permit them to hedge during times of market uncertainty and with future stock market declines. The excesses of the FED and US Government with over $10 Trillion increase in liquidity in the money supply over the past two years will lead to a great recession and major correction in the markets. The SEC proposed rule
We, the US investing public, need the ability to "short" stock market indices, equity sectors, currencies & commodities, just as the institutions do, to hedge our portfolios and protect the downside in our investment accounts. To not be able to do so would punish the "little guy" and provide all the benefit to the big institutions. We individual investors are acutely
I understand the concern over novice investors utilizing securities they no little or nothing about. The same could be said for novice equity investors - do they understand the companies they are buying? I oppose any further regulation on my right to invest in public investments. Leveraged ETFs are an important tool to use in hedging equity portfolios and for those of us managing retirement funds
(a) All partnership articles and all amendments thereto shall be submitted and be acceptable to the Exchange prior to becoming effective.
(b) The charter or certificate of incorporation and all amendments thereto, the by-laws and all amendments thereto, forms of stock certificates and any and all agreements or other documents and amendments thereto relating to the business or affairs of the
This rule is no longer applicable. Incorporated NYSE Rules have been superseded by Temporary Dual FINRA-NYSE member Rule Series. Please consult the appropriate FINRA Rule.
(a) All partnership articles and all amendments thereto shall be submitted and be acceptable to the Exchange prior to becoming effective.
(b) The charter or certificate of incorporation and all amendments thereto, the by-laws
Please do something about naked shorting, synthetic shares and dark pool trading. As a new retail investor it's really disheartening to realize that I'm going against hedge funds who can create naked short and synthetic shares so they can then trade them in a second set of books to manipulate the price of stocks. Please stop these illegal and immoral activities.
Enforce the margin calls on shorts that are way out of money. If someone has a short at $20 and the stock is at $70, they shouldn't be able to short more before they cover their previous loosing shorting positions. Also prohibit share borrowing from cash accounts, my shares are my own and I don't want to lend them out to shorts... That's like shooting myself in the foot.
For a market to be free and fair all information on a tradeable asset must be disclosed. These updated rules protect all parties but particularly retail investors like myself who do not have access to the same data set as large firms. I support these rule changes, a more transparent market would benefit current investors and protect the confidence of future investors in the US stock market.
