Tristan Stickel Comment On Regulatory Notice 21-19
Tristan Stickel
N/A
Please do something about naked shorting, synthetic shares and dark pool trading. As a new retail investor it's really disheartening to realize that I'm going against hedge funds who can create naked short and synthetic shares so they can then trade them in a second set of books to manipulate the price of stocks. Please stop these illegal and immoral activities.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Tristan Stickel Comment On Regulatory Notice 21-19
Please do something about naked shorting, synthetic shares and dark pool trading. As a new retail investor it's really disheartening to realize that I'm going against hedge funds who can create naked short and synthetic shares so they can then trade them in a second set of books to manipulate the price of stocks. Please stop these illegal and immoral activities.