The dark pools need to be removed to restore retail investor confidence. Full disclosure of short positions on a monthly basis. Rein in the hedge fund manipulation or the whole market will eat itself.
For Your Information
Filing Due Dates For Web-Based FOCUS, Annual Audits, Customer Complaint Information, And Short Interest Reporting
NASD Regulation, Inc. reminds member firms of their obligation to file the appropriate Web-Based FOCUS reports, Annual Audits, Customer Complaint information, and Short Interest Reporting by the specified due dates. The following schedules outline due dates for
I would like to see FULL disclosure of short positions taken by hedge funds and full length of time an FTD has been an FTD by which hedge fund and quantity of FTD
Want more frequent public reporting of short positions and more detail in public reports. Also want rule for brokers to mandatorily have no share lending by default with an option to opt in.
Best execution for retail investor. Best available price at the time for all investors. Stop dark pool trading, transparency on payment for order flow. Stop shorting and synthetic shares.
All things AMC and their short positions. That simple. Please. For the sake of our rights as citizens - there is blatant corruption and cheating going on here that is not being enforced. This is about right vs wrong.
I would like to see more transparency when it comes to short positions of institutions. Daily accurate reporting; no more hiding how big institutions move the stock market in their favor.
The free availability of leveraged and inverse Exchange Traded Fund (ETF) shares are an absolute benefit to average, individual, small-time investors such as myself. The available prospectus of each fund clearly describes the risks and tells us the proper cautions.
Please note that hedging and leverage opportunities were available to us before these ETF's existed. However, small
Dear Sir or Madame, I appreciate you hearing my comments regarding your desire to limit inverse and leveraged funds. First of all, we have a right to participate in the market in this area, since I'm aware that every large brokerage institution (bank) has the ability to short or go long the market. Why would you restrict the ability of the average investor to accomplish the same goals, and
I'm a 26 year industry veteran with over a decade on the retail side, over a decade on the institutional side w/corp fin, syndicate, corporate buyback experience - we literally wrote the 10b-5-1 plans with out attorneys back before they became popular.
I literally left the confines of traditional Wall Street for their inability to manage risk and the handcuffs they strap on advisors in
