INFORMATIONAL
Code Of Procedure
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Senior Management
Code Of Procedure
Disciplinary Action Appeals
Document Production
Eligibility and Qualification Standards
Failure to
INFORMATIONAL
FIPS Changes
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal & Compliance
Municipal/Government Securities
Operations
Senior Management
Trading & Market Making
FIPS
As of July 20, 2000, the following bonds were added to the Fixed Income Pricing SystemSM (FIPS®).
Symbol
Name
Coupon
Maturity
CHCG.GE
Charter Comm Hldgs Cap Corp
INFORMATIONAL
Trade Date — Settlement Date
SUGGESTED ROUTING
KEY TOPIC
Internal Audit
Legal & Compliance
Municipal/Government Securities
Operations
Trading & Market Making
Holiday Trade Date — Settlement Date Schedule
Labor Day: Trade Date — Settlement Date Schedule
The Nasdaq Stock Market® and the securities exchanges will be closed on Monday,
INFORMATIONAL
NAC Nominations
Nomination Deadline: September 15, 2000
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Senior Management
National Adjudicatory Council
Executive Summary
The purpose of this Special Notice to Members is to advise members of the nomination procedures to fill three upcoming vacancies on the National Adjudicatory Council (NAC). The
This proposal is a blatant overreach. It is my right to invest when I want and how I want! I don't need nor want a baby sitter.
The investor should be able to choose how they invest without having to go through any special processes. These strategies are important for many strategies and without them could radically change the projected performance of our portfolios.
I'm opposed to this regulation. I feel we should have the right to choose our investments based on our own individual risk tolerances.
SEC Proposed Rule #S7-24-15 I vehemently oppose restrictions to my right to invest in public investments. I am able to chose the public investments that are right for me and discuss with financial advisor as needed. These investments should be available to all of the public, not just the privileged. There shouldnt be any special process like passing a test before investing in public securities
you ruin everything you touch.
I oppose the proposed rule. I, and I alone, should be able to choose the public investments that are right for my family without having to pass a test or go through any special process. Leveraged and inverse funds are an important part of my overall investment strategy. The proposed rule would restrict public investments to a privileged few and prohibit market access to many. No government,
