Please do not limit my ability, and right, to invest in inverse and leveraged funds. These are tools that are instrumental for balanced, and universal trading. I understand short positions and their risks.
Leveraged and inverse funds are important to my
investment strategies. They are far less risky than shorting individual stocks and are an important tool in my investment toolbox..
I am a mature investor with over 40 years of experience having a net worth in the mid 7 figures. I request that I retain the right to invest is products that short the markets
SUGGESTED ROUTING
Senior Management
Internal Audit
Operations
Systems
Executive Summary
On February 24, 1993, the Securities and Exchange Commission (SEC) approved the NASD's new margin rules. The rules conform the NASD's margin rules to those of the New York Stock Exchange (NYSE) by replacing the current provisions of Article III,
I want to see full and immediate transparency for short interest and FTDs. This is a needed requirement if this market is ever going to be free and equal.
IMPORTANT MAIL VOTE
OFFICERS, PARTNERS AND PROPRIETORS
TO: All NASD Members and Other Interested Persons
LAST VOTING DATE IS MAY 23, 1986
Members of the National Association of Securities Dealers, Inc. (NASD), are invited to vote on a proposed amendment to Article III, Section 21 of the NASD Rules of Fair Practice. The proposed amendment has been approved by the NASD Board of Governors and now
Shorting stocks should be illegal! It is only a way to manipulate price! If you wanna play you gotta pay!!!
Any data that is communicated publicly should be communicated in the most efficient manner possible. In a industry where data is considered to be so valuable that firms were willing to spend millions of dollars to have their fiber optic cable runs as close as physically possible to the exchanges so they could get a timing advantage, the short interest report being collected only a twice a month
I am a retail investor. I have invested in AMC. Other than buying a few shares of Apple and Disney stock I have only played in mutual funds and mostly in my 401k. I invested in AMC on June 1 2021. I am a CPA. I am very frustrated with what appears to be market manipulation to force the stock price down. The hedge funds appeared to take a position as far back as January 1 2021 to put AMC out of
Read CEO Robert Cook’s email to firms previewing topics the Board is scheduled to discuss at the September 2024 FINRA Board of Governors Meeting.
