This un levels the playing field so large wealth and insiders can get the largest reward on new and yet untested investment opportunities. To have wealth, is to always have an advantage for more wealth. This is unfair and difficult for minimally wealthy investors to have a similar chance at getting the best returns for getting in early. This effort is on the surface to keep small investors
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to: (1) amend Form CMA (Continuing Membership Application Form) required under Rule 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) to conform to amendments to the Membership Application Program (“MAP
In a request for interpretive guidance, a member asks if NASD Rules prohibit a member from paying finders or referral fees to CPAs that are not registered as associated persons.
I oppose limitations on my ability to buy and sell ProShares funds. I use the funds with patience to pick points that work very well for me.
Thank you
Dont take away what we have now! Why would you do that? Just because you think you can. Well, DONT!
The Cybersecurity section of the 2017 Report on Exam Findings informs member firms’ compliance programs by describing recent findings and observations from FINRA’s examinations, and, in certain cases, also providing a summary of effective practices.
I found that leveraged and inverse funds are working well for hedging for my long term investments. So please allow individual investors to have these funds available.
I am a well educated investor and leveraged funds are an excellent way to beat the market and accumulate wealth in the long run. Please ensure freedom of choice in this matter!
Things like crypto and stocks should be available to the public it not only helps the companies but the markets as well. Everyone should have the right to invest in what they believe.
If I choose to invest in these funds, I should be able to, REGARDLESS of my knowledge of these type of investments. If I choose to invest in them, it is on me for any losses, as well as gains, that I incur
