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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Dianne Lambert Comment On Regulatory Notice 22-08
Dianne Lambert
N/A

Dont take away what we have now! Why would you do that? Just because you think you can. Well, DONT!

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